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By Chris M. Golde
What is a fair salary? Can I ask for moving expenses? When can faculty
members negotiate reductions in their teaching loads? These are the
kinds of questions graduate faculty often hear from their students who
have just been offered academic jobs. Besides training young scholars
as teachers and researchers, we also mentor them in their search for
jobs. As a result, we're expected to know the answers to such questions.
In this article, I offer suggestions to the just-appointed faculty member
who seeks to be a savvy participant in negotiating the terms of a first
job. More senior faculty members can share these suggestions with their
students to help them avoid feeling surprised or taken advantage of
during such negotiations. Academic departments conducting job searches
may also find this information useful: by thinking from the candidate's
point of view, departments may be better able to help newly appointed
professors make a smooth transition from graduate student to faculty
member.
Navigating the Process
Once a job offer is made, one large task remains--negotiating the terms
of the position. As a successful candidate, you can express enthusiasm,
joy, and even gratitude. Just don't say "yes" right away.
You need time to collect your thoughts, clarify the details of the offer,
and gather more information. Then you must evaluate the offer in terms
of your priorities, negotiate for what you want, and determine whether
the final offer is acceptable.
Knowing Yourself. Most people begin by considering the two most tangible
aspects of the job: salary and institutional prestige. That is the traditional,
competitive view of a college or university appointment: what is the
"best job"? But your day-to-day work will involve many facets.
Now is the time to start thinking in terms of "best for me."
At the center of your considerations should be this question: what do
I need to be happy, productive, and (yes) get tenure? Try to set priorities
for different aspects of your future faculty life. Figure out what you
need to be maximally productive, and establish what you can get by on.
Ask for the former, settle for the latter. Your ability to understand
and articulate what is important to you will ease the negotiation process.
Once you describe explicitly and concretely what it is you want, it
becomes easier for others to work with you to satisfy your needs.
Gathering Information. Asking for information signals that you are a
confident professional who does her homework. Some department chairs
have little sense of what new faculty members need, and your questions
can help educate the department about how to help you succeed. The answers
you get will allow you to negotiate from a more informed position, and
if you receive multiple offers, you will be better able to decide which
one to accept.
Remember that seeking information from the department and the university
is perfectly normal. The department chair is one resource. Other members
of the department-particularly ones with whom you have developed a rapport-are
also promising sources of information. Other untenured faculty members
and graduates of your doctoral program (if there are any) may be willing
to help you as well. Written policies should be available from the university's
human resources department or Web page. In particular, you should secure
a copy of the institution's faculty handbook and check its provisions
against AAUP-recommended standards.
Faculty members hired under unusual or "experimental" arrangements
often discover to their dismay that little thought had been given to
the details of their appointments or to mitigating predictable tension
points. If your appointment is outside the norm (split across departments
or involving administrative or outreach responsibilities, for example),
push those making the offer to clarify (in writing) such matters as
tenure home and performance criteria and expectations; mentoring structures;
teaching responsibilities; and office location. With nonstandard appointments,
it is advantageous to seek advice widely, particularly from others in
similar situations.
Negotiating. Searching for a job (and the waiting game that follows)
is unlikely to leave you feeling empowered and confident. But once an
offer has been made, the power balance shifts in your favor. You will
never be in a better position to get what you want than at that point.
The offer means that they want you and will do what they can to get
you. Your responsibility is to look out for your own interests. Above
all, remember that almost everyone negotiates (although research suggests
that women and people of color negotiate less frequently than white
men). Many people fear that they will appear greedy and ungrateful if
they ask for more money or additional perks, but that is rarely true.
Offers are often constructed on the assumption that negotiation will
occur.
Assume a professional demeanor, be honest, and play fair. As long as
you are courteous, ethical, prompt, and willing to accept no as an answer,
there's no harm in asking for the information and perks you desire.
Some things you ask for may not be possible, at least not for you. (While
a "star" senior hire can negotiate for a parking space, an
assistant professor may not be able to do so.) But if you do not ask,
you may be unwittingly putting yourself at a professional disadvantage.
Keep in mind that the department has constraints, and that you will
probably not get everything you want. Some schools work with fixed salary
schedules by convention or union contract. Others simply have limited
resources, and principles of equity between people and departments limit
the number of special arrangements that can be made. Moreover, the money
to supply certain items may be controlled by different people (the department,
dean, or provost), and it may be impossible to predict which terms and
conditions of the appointment are negotiable. Do not assume: ask.
While no hard and fast rules for negotiating exist, it's best to limit
the number of counteroffers and requests for information you make. The
department chair would prefer to go to the dean once rather than to
resolve each issue separately. If asking for more money and compensation
is difficult for you, enlist your closest allies. Practice what you
want to say. Make your phone calls with a friend present. Send a fax
if you can't stand calling. Do whatever you need to do to keep yourself
focused and professional. Do not quail.
Assessing Multiple Offers. Multiple offers are both a luxury and a source
of considerable tension. Offers rarely come in together, leaving the
candidate holding an offer from one institution while waiting for a
second institution to decide whether to make an offer. Candor is your
best ally: departments understand about negotiating multiple offers
and will often extend the deadline for deciding on a position. If you
request an extension, however, you should be genuinely willing to accept
the offer. Once you decide to turn down an offer, inform the institution
immediately. Remember, other candidates are waiting.
Identifying which parts of each job best suit you simplifies the task
of choosing between institutions and offers that are structured differently.
Multiple offers strengthen your ability to bargain with your first-choice
school. You can ask that institution to match an offer from another
school. (Do this only if you are serious about the first school and
only if you have such an offer from a second institution.)
Negotiating Salary
Salary is an important part of your job offer, although a low salary
can be balanced by other things. Whatever you are offered, ask for more.
Remember, an institution's lifetime investment in one professor's salary
and equipment will probably exceed a million dollars. So a few thousand
dollars may be trivial to the institution, even though it's critical
to you.
Difference in initial base salary is a big contributor to the earnings
gap between men and women in academia. This difference stems partly
from the fact that many men negotiate more aggressively than many women
do. Moreover, disciplines that are overwhelmingly male-science and engineering,
for example-are compensated at higher rates than those that include
many academic women-such as education and the humanities.
Salary matters not just for the present, but also for the future. Pay
increases are usually a percentage of prior salary. A faculty member
earning $60,000 gets twice as much from a 2 percent across-the-board
pay raise as a professor earning $30,000 ($1,200 compared with $600).
Besides the salary amount, you also want to ask about the length of
the contract. Is it for nine, ten, eleven, or twelve months? Can the
paychecks be spread over twelve months? What is the recent history of
annual salary increases?
When negotiating for salary, it helps to understand the context of the
offer. Smaller, less prestigious institutions, for example, generally
offer smaller salaries. What are the salary norms in your field? Salaries
are simply higher in some fields than in others. Faculty members, recent
graduates from your doctoral program, and your professional association
can help you determine the salary ranges in your field. As for the salary
norms in the department, the Web, a local ally, or the university library
may be able to give you departmental salaries, especially for other
recently hired assistant professors. Institutional salary scales can
be gleaned from the AAUP's annual salary survey (published in the March-April
issue of Academe) or from a database maintained on the Web by Arizona
State University , which relies on data from the U.S. Department of
Education's National Center for Education Statistics. You can determine
the cost of living in the city in which you will live using cost-of-living
calculators found on the Web (the cost of housing, child care, car insurance,
and the like vary). Another determinate of local cost of living is whether
your partner, if you have one, will be able to find employment.
Summer support is often separate from academic-year salary, because
many institutions pay on nine-month contracts. New faculty often receive
one or more months of summer salary (sometimes called "additional
ninths") in their first year or so until they are able to garner
their own summer support. Ask whether faculty members in the department
and the college earn summer salaries. If so, how? Is summer teaching
available? Could research support for one or more summers be part of
the start-up package? Does the institution offer competitive grants
for summer support? Can faculty members spread their nine-month salary
over the summer months?
Negotiating Other Forms of Compensation
Moving expenses. Institutions can pay all, some, or none of your moving
expenses. Get estimates for packing and moving your possessions. Determine
the cost of moving yourself. These figures will help to inform your
negotiation. Find out whether the institution will pay for your move
directly or how quickly you will be reimbursed if you pay for the move
yourself. Save all of your receipts-unreimbursed expenses are likely
to be tax deductible.
Housing. If you are moving to a new city, particularly one that is far
away, you may want to secure a place to live before actually moving.
The institution might pay for a second visit for this purpose. If you
make the visit after accepting a job offer in writing, such payment
will probably be considered a form of compensation, and, as such, may
be taxable. On the other hand, if you visit before you sign a contract,
the visit will probably be considered part of the job search process
and not as compensation.1 Some couples use second visits as a chance
for the partner to see the campus and the city.
Regardless of whether you plan to purchase a home or rent a place to
live, it is helpful to meet with a realtor to get a tour of the town
and learn about different neighborhoods and the local housing market.
If you plan to buy, find out the market range for the kind of home you
desire. If you plan to rent, what are common terms of leases? (Are they
month-to-month or annual? Are they tied to the academic year?)
Look for an office that helps faculty or students with off-campus housing.
Employees in such offices often have maps and a lot of local knowledge.
Some institutions, especially those in areas with tight and expensive
housing markets, have on-campus faculty housing or programs to help
faculty members purchase homes. Find out whether temporary housing is
available for your first week or month on campus if you need it.
Health care. In this age of managed care, it's often hard to discern
differences between health-care packages, so you need to ask some questions.
Does the health plan cover high-cost items (such as orthodontia, eye
care, or physical or psychological therapy) necessary to you? How much
are insurance premiums? When does the health plan take effect-with your
first paycheck, on your first day of work, or six months after you start
work? Will the plan cover your partner or dependents? Is it possible
to arrange for health-care coverage beginning in the summer before you
arrive?
Appointments of spouses or partners. If you have a partner or dependents,
you may face additional considerations. Increasingly, institutions recognize
that many academics have partners who are also academics (dubbed the
"two-body problem"). Some institutions have well-crafted strategies
for helping the "trailing partner" secure a position through
spousal hiring plans. Some even pay for career-placement assistance
for a nonacademic partner. Couples who have already negotiated the system
can be rich sources of advice.
Other family-related benefits. Does the institution offer college tuition
support for your children? Can your family take classes or enroll in
degree-granting programs at low or no cost? Will you and your family
have access to facilities, such as recreation and day-care centers?
Does the institution have a "domestic partner" policy? (Such
policies are becoming increasingly common.)
If you are planning to add to your family, ask about family-leave policies.
How long is the tenure clock stopped for pregnancy and childbirth? Will
you be relieved from teaching? Who will find your teaching replacement,
you or the department? Does family leave apply to men? Does it cover
adoption or parent care?
Other questions. Besides the issues covered above, you may want to ask
the following questions. Can you arrange for an advance on your first
paycheck? For many new faculty members, the months before and after
starting a new job are financially draining. Do retirement and life
insurance benefits begin immediately, or do you have to work for the
institution for a certain time before they kick in? How are retirement
plans structured? State universities are often under state plans, which
may not follow you if you leave the state. Many institutions participate
in TIAA/CREF, whose retirement funds are portable to all member institutions.
Does the institution offer tax-deferred savings plans or pretax reimbursement
accounts for health- or child-care costs?
Balancing Faculty Roles
While compensation issues loom large in most job negotiations, many
new professors find, once they have started, that managing time is their
main concern. Find out how you are expected to allocate your time, and
whether you will be protected from some of the more time-consuming demands.
The expectations placed on you are partly a function of the mission
of the institution: research universities, community colleges, regional
universities, and liberal arts colleges have different missions and
different expectations of faculty members. The role and size of the
department also shape expectations. Will you be called on to teach campuswide
"service" courses? How many majors, graduate students, and
faculty members (full- and part-time) does your department have?
Teaching. Teaching is probably the most time-consuming activity for
new faculty. You will want to clarify your teaching load: number of
classes each term, number of new course preparations you will have in
the first few years, typical enrollments, types of students (undergraduate,
graduate, majors, nonmajors), and freedom to develop new courses.
Teaching-related duties also consume out-of-class time. What are the
departmental norms for meeting with students outside of class? How many
office hours each week do faculty members hold? How many undergraduate
honors theses, master's theses, and doctoral dissertations might you
supervise?
Schools that stress research productivity may allow flexibility in teaching
loads. If your load is relatively light, can you stack your teaching
so that you have terms with no teaching? How are reductions in teaching
load allocated-in the first term, the first year, any two semesters
before the tenure decision, or the year before the tenure decision?
Under what circumstances is teaching reduced? Today, even large research
universities are paying more attention to teaching. How will your teaching
be evaluated? Does the campus have resources to help improve your teaching?
Advising. Academic advising is an often-overlooked aspect of the faculty
job. Yet many new faculty members commit themselves to being good advisers,
either to emulate outstanding advisers they had, or to be better than
bad ones they had! Advising can absorb enormous amounts of time, particularly
in the first year when new faculty members must learn the requirements
and bureaucratic procedures of their institutions. Initially, students
awaiting your arrival may eagerly seek you out. Find out how much advising
you will be expected to provide and whether training is available. Should
your position involve advising doctoral students, ask how many students
most faculty advise and how quickly you must reach a full load.
Service. The faculty job traditionally comprises three components-the
trinity of teaching, research, and service. Service, the often-underappreciated
component, includes service to the institution (committee work and participation
in undergraduate student life), to the public (consulting, public speaking,
and outreach), and to the profession (review of scholarly papers and
leadership in your professional organization).
The importance of public and professional service to your professional
identity and scholarship are easy to see. Being visible professionally
helps you to make a name for yourself in your field. Campus service,
on the other hand, does not improve a professional reputation. It's
often dismissed and undervalued, because research and teaching usually
determine tenure and promotion decisions. (Smaller institutions, however,
often expect significant service.) The conventional wisdom is that untenured
faculty ought to be "protected" from service. Nonetheless,
for many people, campus service is important and often enjoyable.
One benefit service brings is the opportunity to meet colleagues; such
connections can be personally and professionally enriching. In addition,
being regarded in a positive light by colleagues across campus can help
when tenure decisions are made. Service also allows faculty members
to contribute meaningfully to the life of the college. But it does take
time, so you should determine whether embracing (or avoiding) service
responsibilities is supported or punished in the institutional culture.
You should also find out how many committees and projects you are expected
to be involved with, and whether you might serve on campuswide committees.
If you are a member of a historically underrepresented group on your
campus, you may be sought out for advising and service more frequently
than your colleagues. Will you feel comfortable turning away students
who want your time? Can you get credit or relief (shift in assignments)
for saying yes, or support for saying no to such requests?
Other questions. You might want to consider the following questions
in addition to those posed above. Will there be an orientation for new
faculty? What mechanisms exist for learning about the institution and
your department? Can you get an e-mail account right away? How soon
can you start to get routine departmental information forwarded to you?
Will you have a formal mentor? If so, whom? If you must finish your
dissertation in your first months on the job, what kind of support will
you receive to ensure that you complete it? Is there a time limit for
doing so? Will you have secretarial support? If so, what kinds of tasks
will the secretary perform?
Finding Out About Resources
Inform yourself about the resources available to you to help you carry
out your job. The norms and policies for access to supplies and equipment
vary enormously between institutions and fields. Particularly in the
sciences and at larger research universities, faculty members must pay
for their travel, supplies, and equipment from their research grants.
Faculty members who must do this usually receive start-up packages to
pay for these items in their first years.
Research and teaching assistants. If you will oversee research or teaching
assistants, here are some questions to ask. Will the assistants be graduate
or undergraduate students? Will they be assigned, or will you select
them? What responsibilities do TAs and RAs usually assume? How are salaries
determined? Are graduate assistants unionized? If you are in a field
in which graduate students are funded by their advisers, will you have
to recruit graduate students to work with you, and does their quality
affect your prospects for tenure? Will you have to compete for students
with your colleagues? Will you get research assistants in your first
year? Must you use grant or start-up funds to pay them?
Supplies and equipment. You will need to tell your department what supplies
and equipment you will need to be productive. If the department has
not hired a new faculty member for a while, you may have expectations
based on your experience in graduate school that differ from what your
new department imagines to be the norm. Will you need special pieces
of equipment; space for your office, lab, project, or storage; or computer
hardware or software? What kinds of office supplies are provided, which
are restricted, and which must you pay for from grant money? Does the
department limit supplies or access to photocopiers and telephones?
While research grants may eventually pay for the expense of running
a lab, start-up funds are often provided to launch the research until
grants come in. Your doctoral adviser should be able to help you construct
a list of your needs. How many years of start-up funds are typical in
your field? How soon does the institution expect you to fund your lab
from outside grants? What are the consequences if tight funding precludes
doing so?
Travel. Will travel to scholarly meetings, research trips, and pedagogical
conferences be covered, or will you have to subsidize your travel out
of your own pocket? Are funds available for your students to travel?
Often, little travel money is available, and it may be allocated competitively.
Research grants. Grants are a way of life in some areas, especially
in the sciences at institutions that confer doctorates, but they are
relatively rare in other fields and institutional settings. Whether
or not grants are the norm at the institution, will you be supported
in seeking and managing them? How? Will you be allowed (or encouraged)
to buy out teaching with grant funds? Is support available for undergraduate
research?
Keeping Track of Deadlines
Two deadlines are important in your negotiation: the date by which you
must decide whether or not to accept an offer and the date on which
you must start the job. Institutions will expect you to respond to a
job offer promptly, but most colleges will give a reasonable period-usually
two weeks-for you to make up your mind (and to collect information).
If you can conclude the negotiation earlier, do so. If you need more
time, ask. Some institutions have firm decision deadlines, but others
may be more flexible.
Regarding your starting date, you will want to know when your contract
begins, when you should arrive, and if your office will be ready when
you arrive. If you or your partner has a prior commitment, you may want
to delay the start date. To make long-term plans, you'll need to ask
about the schedule for the academic year. When are faculty members expected
to be around and available, and when is it permissible to be off campus
(such as during the summer or over winter break)?
Gathering information and negotiating will consume your time and wrack
your nerves, but you will reap the rewards for years to come. Understanding
the unique culture of your new institution will help you to integrate
yourself more easily into campus life, and the knowledge you gain about
the job and yourself will help you to thrive professionally. Welcome
to the academic profession.
Note
1. This article should not be considered reliable tax advice. Consult
an expert.
Chris Golde is assistant editor of Education Administration at the University
of Wisconsin--Madison
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